Sample Audit Pack
See exactly what ComplyVault produces from a single client meeting recording. This is an illustrative sample with fictional data — showing the precise format, structure, and output you get from day one.
- Timestamped evidence links — every claim sourced to the transcript
- Reviewer sign-off page with full certification block
- Exportable audit trail — version history from upload to finalization
What's Included in an Audit Pack
Designed to support RIA supervision and exam documentation workflows — everything an SEC or state examiner typically asks for.
Structured Compliance Note (PDF)
Organized sections for topics discussed, recommendations made, disclosures provided, client decisions, and follow-up actions
Evidence Map (CSV)
All values shown in the Evidence Map — including amounts, percentages, and figures — are illustrative placeholders only.
Links every claim in the compliance note to exact timestamps and transcript snippets
Version History (CSV)
Complete audit trail of all edits made before finalization
Full Transcript (TXT)
Complete meeting transcript with timestamps and speaker labels
Download Sample Audit Pack
An illustrative sample showing the structure and format of a complete audit pack. All figures, names, and client details are entirely fictional.
Includes: Compliance Note PDF · Evidence Map CSV · Version History · Full Transcript
All uploads encrypted · Exportable audit log · Configurable retention policies
Upload a recording → get this output in minutes.
Want a sample pack from your own anonymised transcript? Book a demo and we'll generate one for you in 24 hours.
4 file formats
PDF · CSV · TXT · ZIP
23 evidence links
Every claim timestamped
Advisor sign-off included
Reviewer approval
Ready to Create Your Own Audit Packs?
Schedule a demo and we'll show you how to turn your meeting recordings into exam-ready documentation